ADVassist is designed for investment advisers that are looking to register with the Securities Exchange Commission ("SEC"). HedgeOp offers varying levels of support from basic SEC registration, to more in-depth compliance infrastructure creation. Whatever your needs may be, HedgeOp can assist you through the registration process in a cost effective and streamlined manner. ADVassist is especially useful for hedge fund managers that will need to register with the SEC as part of the Financial Regulatory Reform Bill (the "Dodd-Frank Bill") Financial Regulatory Reform.

The scope of an ADVassist project will be determined in collaboration with each client, but may include:

• Preparation and submission of entitlement forms with FINRA
• Preparation and filing of Form ADV Part 1
• Preparation of Form ADV Part II
• Detailed review of existing procedures and operational / practical issues
• Creation of a Compliance Manual and Code of Ethics
• Creation of a tailored compliance calendar outlining compliance / regulatory tasks on a monthly basis
• Employee compliance training sessions
• On-going support throughout the registration process
• Receipt of HedgeOp Client Alert emails for one year

Additionally, on-going services can be provided after the initial project to help you sustain your compliance infrastructure. Please contact us to receive a detailed proposal for ADVassist.