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HedgeOp Compliance - ComplianceTrak Adviser Features

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Adherence to your written compliance procedures is of paramount importance to investment advisers. ComplianceTrak's adviser features are designed to intelligently support CCO's with their on-going compliance responsibilities


Compliance is more than simply having a well drafted compliance manual and code of ethics. One of the hardest parts is also being able to fulfill all of the requirements outlined within it and properly demonstrate that you are abiding by your policies. Our Audit-Prep and Record-Keeping Checklists, Conflicts of Interest Review Platform and Soft Dollar Tracking Platforms are all tools designed to help you with these complicated tasks.
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