ComplianceTrak User?

We want ComplianceTrak to be the right solution for you. Therefore, if there are certain parts of the system that you want, let us know and we can provide you with custom pricing.

Yes, a built-in security master is included as part of the E.L.F. portal. The master covers U.S. corporate equities, options and bonds. There is no extra charge for use of the security master.

No. ComplianceTrak is a hosted solution, known as "software as a service." The benefits to you are that you do not need to spend money on an expensive security and business continutity infrastructure. Best of all, updates to the system are immediate and seamless to you...no need for complicated installations and upgrades.

Yes. We have gone to great lengths to build out an enterprise-class security infrastructure. ComplianceTrak's servers reside at a secure, world-class data center. The facility is designed with true N+1 redundancy, thus at any time, the ComplianceTrak server is connected with multiple power and networking connections to ensure maximum uptime. The facility maintains SAS 70, Type II and CyberTrust certifications. We would be happy to provide you with detailed information about our security and business continutity infrastructure.

ComplianceTrak is affordable for advisers of all shapes and sizes. Contact us and we will provide a custom price quote for you.

ComplianceTrak was designed to: make your live easier, save you time and resources and provide you with the most comprehensive compliance tools on the market. ComplianceTrak will help streamline your compliance program and ensure that you are prepared for any and all regulatory roadblocks.

ComplianceTrak was created by the compliance experts at HedgeOp Compliance. We do all of the development in-house and pride ourselves on using the most innovative technology available. You can feel safe using ComplianceTrak knowing that it was designed for compliance professionals, by compliance professionals.