The logic-based eligibility tracking let's you generate follow-up questionnaires and cover letters
to investors ensuring that you have all of the proper documentation in your files.
Inherent logic calculates a variety of complicated compliance data points for you.
These include 3(c)(1) / 3(c)(7) counts, ERISA percentages, and affiliated investor tracking.
Real-time alerts and follow-up information guide you through the process of addressing potential
issues as they arise.
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ComplianceTrak runs all of your investors and contacts through 25 anti-money laundering
watch-lists which are kept up-to-date by the industry's leading AML watch-list provider. No need to manually run names or upload batch lists as ComplianceTrak does it all for you and sends email alerts when there are potential matches.
The powerful reporting engine lets you generate fund-level compliance review reports to help you demonstrate a culture of compliance.
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