Creating Broker Links

Employees create the connection to their brokers and data starts flowing in immediately.

Automate the Process

Electronic pre-clearance, screening list capabilities and automated trade
review can save you hours of time.

HedgeOp Compliance - ComplianceTrak Personal Trading & Employee Compliance

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The Employee Level Filing portal (E.L.F.) is a powerful tool that lets you build a comprehensive compliance intranet for your employees.


E.L.F. has electronic links to over 2,500 brokerage institutions to make your life easier. Employees link up to their online broker account once and their trading data starts flowing in to you immediately.
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The powerful reporting engine lets you generate trading summary and compliance review reports to help demonstrate a culture of compliance. Getting yourself ready for an audit has never been easier.

E.L.F. allows your employees to submit gift/entertainment notifications, political contribution notifications, outside activity approvals, disciplinary questionnaires and compliance attestations.


Electronic pre-clearance, screening list capabilities and automated trade review ensure that monitoring your employee's trading activity does not take hours of your precious time. Add in front-running and insider trading reporting, and your day just got a whole lot better.
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