Build a custom employee portal and link to over 2,500 brokerage firms for seamless
personal trading review, pre-clearance and reporting.
Place your entire compliance program at your fingertips. Document your tasks,
setup email reminders and create a foolproof audit trail.
|
Our reporting platforms and checklists help you stay on top of the multitude of investment
adviser compliance requirements.
For advisers managing hedge funds, our fund compliance features assist with
complex fund calculations, AML investor checks and much more.
Have questions about ComplianceTrak? Check out the FAQ.
|
